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ITT: Tell me about compliance jobs
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Date: August 4th, 2012 3:31 AM Author: Crystalline Glittery Piazza Unemployed T14 Class of 2012 bro here. I'm looking into possible non-laywer positions, and hear that some of these compliance jobs are JD "preferred." How's the competition for these jobs and how much do they pay?
I don't have any substantive pre-law school work experience. undergraduate STEM major. I have no interest in litigation and hate poors, so shitlaw or public interest is out of the question. I had always wanted to end up in-house, so I thought compliance would also let me work for a corporation, but I'd like to know moar about it. |
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Date: August 4th, 2012 3:37 AM Author: Crystalline Glittery Piazza spent too much time in developing countries to sympathize with the poors of this country. or sympathize enough to be motivated to help them. (http://www.autoadmit.com/thread.php?thread_id=2014296&forum_id=2#21256617) |
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Date: August 4th, 2012 5:02 AM Author: Crystalline Glittery Piazza differences among compliance associate/analyst/officer/counsel? and salaries?
what kind of jobs in this area could i feasibly apply to as a fresh law grad with almost no work experience?
willing to relocate to any non-flyover state or major city abroad |
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Date: August 4th, 2012 3:02 PM Author: Crystalline Glittery Piazza (http://www.autoadmit.com/thread.php?thread_id=2014296&forum_id=2#21258190) |
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Date: August 6th, 2012 7:29 PM Author: Crystalline Glittery Piazza (http://www.autoadmit.com/thread.php?thread_id=2014296&forum_id=2#21274466) |
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Date: August 4th, 2012 3:30 PM Author: Citrine Casino What business area are you looking at? I work in the futures and securities-regulatory world, and there are a ton of people with JDs in compliance positions. (http://www.autoadmit.com/thread.php?thread_id=2014296&forum_id=2#21258314) |
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Date: August 4th, 2012 11:59 PM Author: Crystalline Glittery Piazza none in particular - i'm just trying to get a sense of my options. did those JDs have some sort of related experience? i'm trying to figure out what qualifications they are looking for. (http://www.autoadmit.com/thread.php?thread_id=2014296&forum_id=2#21261714) |
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Date: August 5th, 2012 12:39 AM Author: Appetizing salmon institution tl;dr but i think my future is in this. not going to make a fortune in law so will try to work way up in an f500
edit: serious |
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Date: August 6th, 2012 7:36 PM Author: Citrine Casino From my experience, there are people that went straight into compliance roles at a broker-dealer or futures commission merchant or introducing broker. Their roles would normally be limited to reviewing public communications and/or low-level regulatory inquiries. The difficulty is that you are not considered a "lawyer," but rather compliance. I do know of some people that went from compliance to legal; however, they were at their respective firms for over 10 years. You may likely be required to take additional examinations, Series 3 for futures and/or Series 7 for securities.
You can probably expect starting salaries around the high 5 figures and probably be capped out at a chief compliance officer at around $300K depending on the firm. This is an area that is growing by the way (in response to the Dodd-Frank regulation). I have some friends that work the compliance circuit and even go abroad.
Do you have any particular questions? |
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Date: August 6th, 2012 7:37 PM Author: light cruise ship pretty good compliance flame running on the internet today (http://www.autoadmit.com/thread.php?thread_id=2014296&forum_id=2#21274525) |
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